Compliance

AdviCorp plc ("AdviCorp"), whose registered address is at 21 Bedford Square, London WC1B 3HH, United Kingdom, is incorporated under the laws of England and Wales (company number: 3419717).

AdviCorp is authorised and regulated in the conduct of its investment business at its head office of St Bartholomew House, 90-94 Fleet Street, London EC4Y 1DG, by the Financial Services Authority (the “FSA”) and appears in the FSA Register under number 188139 (please click here to access the Register).  AdviCorp has a branch office in Italy, at Via Parigi 11, Rome 00185, which is regulated in the conduct of its investment business in Italy by the CONSOB and the Bank of Italy, and appears in the CONSOB Register of EU investment firms under number 39 (please click here to access the Register).

SWIFT-BIC details:

• Head office: ADVCGB21

• Italian branch: ADVCITR1

AdviCorp recognises that your privacy is important, and is committed to its protection.  “Personal Data” means the information that we hold about you.  By submitting to us information about you, you are giving your consent to the collection, use and disclosure of such information in accordance with the terms of AdviCorp's Privacy Policy (available upon request).  For the purpose of the Data Protection Act 1998 (“the Act”), we are the data controller and we are listed in the Register of Data Controllers under the number Z161107X.  The Register of Data Controllers can be accessed through the website www.ico.gov.uk.

AdviCorp may communicate with you by e-mail.  AdviCorp may record telephone calls made between you and AdviCorp and retain other forms of communication such as e-mail messages.  You are advised that recordings of conversations and such other forms of communication may be used as evidence in the event of a dispute.

AdviCorp is permitted to deal in the following instruments:

• Transferable securities;

• Money-market instruments;

• Options, futures, swaps, forward rate agreements and any other derivative contract.

AdviCorp may deal as agent or as principal in any of these approved instruments.  No individual on behalf of AdviCorp is authorised to deal outside these approved instruments.  AdviCorp does not undertake repurchase agreements, reverse repurchase agreements, nor any form of stock borrowing or lending agreement.